Who needs to perform a FINRA Background check:
Do you Need Fingerprinting for FINRA?
Our fingerprint services are offered with no appointment necessary, however you are welcome to schedule an appointment in advance.
We will scan your fingerprints using the new Live Scan technology. Your fingerprints will then be sent electronically to the Financial Industry Regulatory Authority (FINRA). Your data will be processed and delivered back to the broker dealer through FINRA CRD. Make sure you have your Firm CRD number when you arrive.
KNow before you go
Now that your are familiar with our fingerprinting service, lets make sure you have all the details needed before coming in for your fingerprint scan.
If paying by credit card, the card owner must be present at the time of fingerprinting.